Senior Compliance Manager £75K + Bens WFH and then office based either in Midlands, Southampton, Manchester, Northampton or Belfast as locations.
Elite Audit Recruitment are working with a highly regarded and leading UK law firm on this brand new role: Senior Compliance Manager to join the risk and compliance team. The department has grown significantly in size and organically. It is an exciting time to join the firm in which they have a very high reputation in gaining awards such as investors in people, values and culture.
The role:
Its aim is to ensure that the firm meets all of its regulatory and legislative objectives and ensure that risk management processes are embedded into the firm's culture.
Reporting to the Director of Quality and RiskFirst point of contact for potential conflicts pre inceptionLiaise with the Central Inceptions Team, legal advisers, partners and Divisional Heads to advise and where possible resolve conflicts swiftlyUpdating, designing and drafting effective policies and proceduresReporting data from complaints & claims, DP and AML, CDD & inceptions and identify trendsProvide business critical regulatory and compliance adviceOversight of HR's returns to the SRA to register beneficial owner, officers and managersHelping the firm to meets its regulatory and strategic objectivesDealing with enquiries on all aspects of the SRA's Code and from time to the Law Society of Scotland's/Law Society of Northern Ireland RulesAssisting in the rolling-out of quality and regulatory initiatives across the firm and handling of day to day quality and risk issuesLiaising with the SRA/LSS/LSNI and FCA where appropriateHelping write/design regulatory/risk training courses and presenting when necessary across the officesProducing risk management bulletins/newsletters/communications to the businessBeing involved in Q&R projects either as a part of a team or individually to manage risk across the business
Skills Required: Proven experience of working at a senior level within a risk and compliance environment in a large commercial law firmDetailed knowledge of conflicts of interest in a commercial law firm and proven experience of resolving commercial conflictsDetailed knowledge of SRA rules and legislation affecting solicitors., particularly on conflicts of interestStrong stakeholder management skills and ability to influence and deliver excellent results in conjunction with the senior management of the Quality and Risk Directorate
Please apply with your CV to Rachael Terry at Elite Audit Recruitment for more information on this exciting new opportunity.
Description Senior Compliance Manager £75K + Bens WFH and then office based either in Midlands, Southampton, Manchester, Northampton or Belfast as locations.
Elite Audit Recruitment are working with a highly regarded and leading UK law firm on this brand new role: Senior Compliance Manager to join the risk and compliance team. The department has grown significantly in size and organically. It is an exciting time to join the firm in which they have a very high reputation in gaining awards such as investors in people, values and culture.
The role:
Its aim is to ensure that the firm meets all of its regulatory and legislative objectives and ensure that risk management processes are embedded into the firm's culture.
Reporting to the Director of Quality and RiskFirst point of contact for potential conflicts pre inceptionLiaise with the Central Inceptions Team, legal advisers, partners and Divisional Heads to advise and where possible resolve conflicts swiftlyUpdating, designing and drafting effective policies and proceduresReporting data from complaints & claims, DP and AML, CDD & inceptions and identify trendsProvide business critical regulatory and compliance adviceOversight of HR's returns to the SRA to register beneficial owner, officers and managersHelping the firm to meets its regulatory and strategic objectivesDealing with enquiries on all aspects of the SRA's Code and from time to the Law Society of Scotland's/Law Society of Northern Ireland RulesAssisting in the rolling-out of quality and regulatory initiatives across the firm and handling of day to day quality and risk issuesLiaising with the SRA/LSS/LSNI and FCA where appropriateHelping write/design regulatory/risk training courses and presenting when necessary across the officesProducing risk management bulletins/newsletters/communications to the businessBeing involved in Q&R projects either as a part of a team or individually to manage risk across the business
Skills Required: Proven experience of working at a senior level within a risk and compliance environment in a large commercial law firmDetailed knowledge of conflicts of interest in a commercial law firm and proven experience of resolving commercial conflictsDetailed knowledge of SRA rules and legislation affecting solicitors., particularly on conflicts of interestStrong stakeholder management skills and ability to influence and deliver excellent results in conjunction with the senior management of the Quality and Risk Directorate
Please apply with your CV to Rachael Terry at Elite Audit Recruitment for more information on this exciting new opportunity.#J-18808-Ljbffr
