Compliance Administrator

My client, a leader in the Wealth industry is seeking a Compliance Administrator tomitigate risk for the company by ensuring that advisors are providing suitable advice to clients, according to client needs and risk appetite; ensuring that all advisors are Fit and Proper, and relevant documentation is completed in order for the advisors to perform their roles.
Responsibilities: Compliance review of all NewBusiness and Servicing cases submitted for the GroupSubmission of Fund Selection and Withdrawal cases to various providersMaintaining and Administering the Representative RegisterMaintaining and Administering the Competency Register (e.g. CPD and Supervision tracking)Fit and Proper checks for New Wealth ManagersEnsuring all New Wealth Managers are provided with a "Starter Pack" (e.g Rep Disclosures drawn up, RMCP Emails to be sent, Submission of Masthead Applications, Drawing up of Supervision Forms)Ensuring all Quarterly declarations have been sent and received#J-18808-Ljbffr