Compliance Specialist

Details of the offer

Minimum Education and Experience: Bachelors Degree in Finance or Law3 years Financial Services Industry3 years Compliance Management experience within financial servicesReview and Monitoring of internal policies and proceduresReview all applicable policies and procedures and ensure that issues of non-compliance are communicated to the affected areasEnsuring that areas of non-compliance are tracked until resolutionEvaluate proposals and review against compliance criteriaCompile and provide compliance related advice to management in respect of existing and new businessCommunicate the regulatory universe and risk profile to relevant stakeholdersCommunicate the implications of the regulatory to senior managementDevelop, review, coordinate and facilitate approval protocol and implement policies and procedures within area of responsibilityFacilitate the development, review, approval and implementation of appropriate internal organisational policies, procedures and controls in line with business requirements and regulatory requirements in order to strengthen corporate governanceEngage with business stakeholders to understand business requirements and identify the need for business policies and procedures in support of business processesFoster and maintain compliance culture through regular appropriate communication on policiesCritical Competencies:Knowledge of financial services industryKnowledge of life and non-life legislative frameworkCompliance Management Principles and ProcessesManagement of the Compliance Risk Management PlansKnowledge of Business PrinciplesKnowledge and interpretation skills of all applicable legislation to the Insurance business and ability to communicate these at all levels.Please note that if you have not received a response within 14 days of submitting your application that your application was unsuccessful.


Nominal Salary: To be agreed

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