Compliance Specialist

Compliance Specialist
Company:

(Confidential)


Compliance Specialist

Details of the offer

Our client in the insurance industry is on a search for a Compliance Specialist to manage regulatory risks. KPIs • Identifying and assessing emerging legislation that will affect the company and perform impact assessments on legislative changes • Advising and guiding business to assess control gaps and implement processes, policies and controls to achieve compliance with the new legislative legislation • Documenting Compliance Risk Management Plans (CRMPs) • Identifying and assessing emerging legislation that will affect the company • Advising and guiding business to assess control gaps and implement processes, policies and controls to achieve compliance with the new legislative legislation • Providing Compliance advisory functions on regulatory and legislative matters • Planning, scoping and managing compliance reviews as part of a Combined Model of Assurance, • Documenting Compliance Risk Management Plans (CRMPs) • Conduct/ coordinate compliance training initiatives • Tracking and facilitating the resolution of compliance related findings and risks raised • Coordinating and facilitating information requests from Regulators and Group functions on compliance matters • Maintaining FAIS representative registers, processing debarments, assessing representative competency, onboarding Key Individuals and Juristic representatives • Regular reporting to senior management on the status of compliance, the outcomes of the compliance programme and emerging legislation Qualifications Law degree, post graduate diploma in compliance will be advantageous. At least 5 years compliance experience. At least 5 years’ experience in Insurance and FAIS , AML experience would be advantageous


Source: Adzuna_Ppc


Area:

  • Other Jobs / Other Jobs - Crafts

Requirements